BELMONT REGULATORY OVERSIGHT
Regulatory oversight for Belmont and the underlying funds.
Below is the regulatory information relating to Belmont Investments, as well as to the six underlying investment management firms. These six firms are either the investment manager of pools into which Belmont funds feed, or investment advisors to managed accounts owned by Belmont funds.
Belmont Investments is a Republic of Ireland corporation, Company Registration No. 478252. Belmont Capital is a New York State Limited Liability Company and is registered with and regulated by the Commodity Futures Trading Commission (CFTC) and National Futures Association (NFA) as a Commodity Trading Advisor (CTA) and Commodity Pool Operator (CPO), Firm ID 0423170. Belmont Capital is also registered with and regulated by the Securities & Exchange Commission (SEC) and Financial Industry Regulatory Authority (FINRA) as a Broker-Dealer, Firm CRD 153792.